If your company is in the process or under FinCEN or State examination, or if your company received a fine, we can help you during the process, providing tools for mitigating any issue arising from the examination.
Filing reports required in accordance with the State of Florida Regulations, FinCEN, using the BSA E-filing and the OFR Real System.
Opting for the license or registration as an MSB, including check cashers, money transmitters, foreign currency exchangers. Registration, renewals, re-registration with FinCEN.
If your company is under the Bank Institution examination or if your account is being closed, we can help you to mitigate that risk.
Development of your MSB risk assessment in accordance with the services provided to customer and the market.
For companies that are lacking the necessary resources to assure an effective compliance program is in place, we can bridge the gap by providing the expertise and personnel to get it done.
For companies that are lacking the necessary resources or wish to decrease the cost associate with the BSA/AML Compliance, we help you to assure an effective compliance program is in place, since we can bridge the gap by providing the expertise and personnel to get it done.
Daily, monthly, quarterly review on transactions and operations for detecting any suspicious activity as well as any pattern that required the filing of a suspicious activity report (SAR) or currency transaction report (CTR), as well as preparation and completion of the forms; finalizing the process with the filing under BSA E-Filing.
Initial and ongoing due diligence on your customer or related parties for assurance with the compliance of policies and applicable regulations.